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A Unique Team
A major determining factor in your ability to work toward your goals, is getting the proper advice. We have been very selective in building our team, and are very proud of the diversity of experience and education that we bring to the table to help you move closer to your goals.
LPL Financial Advisor
Steve began his investment career in 1983 as a stock options market maker in San Francisco, California. In 1990, Steve transitioned from the options trading business into an investment advisory role. Steve observed through the options business that markets and economies go through business cycles. Because of these market cycles, Steve has developed an investment philosophy that helps his clients to invest their portfolios according to these business cycles.
LPL Registered Financial Planning Assistant
Katie began her career in the financial services industry in 2017 when she joined the team at Innovative Financial Management, Inc.
Katie graduated on the Dean’s List from the University of Colorado at Colorado Springs, Colorado with a BA in Psychology. She holds a FINRA Series 7 License held through LPL Financial and has her Lean Six Sigma Yellow Belt.
Prior to moving to Colorado, she spent six years working as a civilian for the United States Air Force in Europe. During that time, she won Civilian of the Year in her category for Third Air Force and received an award from HQ USAFE/JA for her Exemplary Civilian Service.
In her spare time, you’ll find Katie spending it with her son, Carter, and rooting on the Chicago Cubbies.